-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GrA+yAfK46DD6M7bSnxuL+1dVAt3J725FiaG8m/xtMjK/XZQPWT4pQLKm6kYpOt4 haIhoBt7sv2gL1wTBjFkvw== 0000912057-02-028180.txt : 20020723 0000912057-02-028180.hdr.sgml : 20020723 20020723130126 ACCESSION NUMBER: 0000912057-02-028180 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020723 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRIME COMPANIES INC CENTRAL INDEX KEY: 0001041581 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 522031531 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56157 FILM NUMBER: 02708354 BUSINESS ADDRESS: STREET 1: 409 CENTER STREET STREET 2: 2ND FLOOR CITY: YUBA CITY STATE: CA ZIP: 95991 BUSINESS PHONE: 5307553580 MAIL ADDRESS: STREET 1: 409 CENTER STREET STREET 2: 2ND FLOOR CITY: YUBA CITY STATE: CA ZIP: 95991 FORMER COMPANY: FORMER CONFORMED NAME: CORCORAN TECHNOLOGIES CORP DATE OF NAME CHANGE: 19970625 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAW DAVID E CENTRAL INDEX KEY: 0001023870 IRS NUMBER: 010393723 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 120 WEST 45TH STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2078560498 MAIL ADDRESS: STREET 1: ONE IDEXX DRIVE CITY: WESTBROOK STATE: ME ZIP: 04092 SC 13G/A 1 a2085024zsc13ga.txt SCHEDULE 13G/A UNITED STATES ------------------------------- SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL WASHINGTON, D.C. 20549 ------------------------------- OMB Number: 3235-0145 Expires: October 31,2002 Estimated average burden hours per response.......14.90 ------------------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* PRIME COMPANIES, INC. - --------------------------------------------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - --------------------------------------------------------------------------------------------------------------------- (Title of Class of Securities) 74155B103 ------------------------------------- (CUSIP Number) DECEMBER 31, 2000 (SEE FOOTNOTE 1 ON PAGE 3) - --------------------------------------------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement)
Check the following box to designate the rule pursuant to which the Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. Page 1 of 4 pages CUSIP NO. 74155B103 - ---------- ------------------------------------------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). DAVID E. SHAW - ---------- ------------------------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) NOT APPLICABLE (b) NOT APPLICABLE - ---------- ---------------- -------------------------------------------------------------------------------------------------- 3. SEC Use only - ---------- -------------------------------------- ---------------------------------------------------------------------------- 4. Citizenship or Place of Organization UNITED STATES - ----------------- ----- -------------------- --------------------------------------------------------------------------------- Number of 5. Sole Voting Power 2,677,894 (SEE FOOTNOTE 1 ON PAGE 3) Shares Beneficially Owned by Each Reporting Person With: - ----------------- ----- ------------------------ ----------------------------------------------------------------------------- 6. Shared Voting Power 0 - ----------------- ----- -------------------------- --------------------------------------------------------------------------- 7. Sole Dispositive Power 2,677,894 (SEE FOOTNOTE 1 ON PAGE 3) - ----------------- ----- ---------------------------- ------------------------------------------------------------------------- 8. Shared Dispositive Power 0 - ---------- ------------------------------------------------------------------ ------------------------------------------------ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,677,894 (SEE FOOTNOTE 1 ON PAGE 3) 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) NOT APPLICABLE 11. Percent of Class Represented by Amount in Row (9) 8.3% - ---------- -------------------------------------------- ---------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - ---------- -------------------------------------------- ----------------------------------------------------------------------
Page 2 of 4 pages ITEM 1. (a) Name of Issuer PRIME COMPANIES, INC. (b) Address of Issuer's Principal Executive Offices 409 CENTER STREET, YUBA CITY, CALIFORNIA 95991 ITEM 2. (a) Name of Person Filing DAVID E. SHAW (b) Address of Principal Business Office or, if none, Residence 145 WEST 45TH STREET, NEW YORK, NEW YORK 10036 (c) Citizenship UNITED STATES (d) Title of Class of Securities COMMON STOCK, PAR VALUE $.0001 PER SHARE (e) CUSIP Number 74155B103 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: NOT APPLICABLE. ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 2,677,894. (SEE FOOTNOTE 1.) (b) Percent of Class: 8.3%. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 2,677,894. (ii) Shared power to vote or to direct the vote: 0. (iii) Sole power to dispose or to direct the disposition of: 2,677,894. (iv) Shared power to dispose or to direct the disposition of: 0. FOOTNOTE 1: THIS SCHEDULE 13G (AMENDMENT NO. 1) IS REQUIRED TO BE FILED BECAUSE, AS OF THE END OF THE 2000 CALENDAR YEAR, THERE WAS A CHANGE IN THE INFORMATION REPORTED IN DR. SHAW'S PREVIOUS SCHEDULE 13G (FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 1, 2000). THE AGGREGATE NUMBER OF SHARES BENEFICIALLY OWNED BY DR. SHAW AS REPORTED IN THE PREVIOUS SCHEDULE 13G INCLUDED 33,333 SHARES WHICH DR. SHAW HAD THE RIGHT TO ACQUIRE THROUGH THE EXERCISE OF AN OPTION TO PURCHASE SHARES OF THE ISSUER'S COMMON STOCK. SUCH NUMBER OF SHARES WAS INCORRECTLY REPORTED - THE OPTION PROVIDED FOR THE PURCHASE OF UP TO 333,333 SHARES. IN ADDITION, THE OPTION EXPIRED ON DECEMBER 31, 2000. THEREFORE, NO SHARES SUBJECT TO THE OPTION ARE INCLUDED IN THE AGGREGATE NUMBER OF SHARES BENEFICIALLY OWNED BY DR. SHAW AS REPORTED IN THIS SCHEDULE 13G (AMENDMENT NO. 1). Page 3 of 4 pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. NOT APPLICABLE. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. NOT APPLICABLE. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. NOT APPLICABLE. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. NOT APPLICABLE. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. NOT APPLICABLE. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that that information set forth in this statement is true, complete and correct. JUNE 21, 2002 -------------------------------------------------------------- Date /S/ DAVID E. SHAW -------------------------------------------------------------- Signature DAVID E. SHAW -------------------------------------------------------------- Name and Title ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----